45 Compliance Officer jobs in the Philippines

Compliance Officer

National Capital Region, National Capital Region CSCOR GLOBAL

Posted 6 days ago

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Job Description

The Compliance Officer ensures that the company adheres to legal standards and internal policies. This role is responsible for monitoring and reporting on compliance risks, conducting audits, and fostering a culture of integrity and accountability.
br>Key Responsibilities:

* Monitor and interpret regulatory developments relevant to the organization.
* Develop, implement, and maintain internal compliance policies and procedures.
* Conduct periodic internal reviews or audits to ensure compliance with laws and regulations.
* Provide compliance training and education to staff.
* Investigate and resolve compliance issues or breaches.
* Prepare compliance reports for management and regulatory bodies.
* Liaise with regulatory authorities as needed.
* With FDA and IPO experience preferred

Qualifications:

* Bachelor’s degree in Business Administration, Finance, Law or related field. < r>* Proven experience in a compliance, audit, or risk management role (2+ years preferred).
* Strong knowledge of regulatory requirements and industry standards.
* Excellent analytical, communication, and organizational skills.
* High ethical standards and attention to detail.
* Ability to work independently and manage multiple tasks.
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Compliance Officer

Cabuyao, Laguna First Sumiden Circuits Inc.

Posted 8 days ago

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Job Description

COMPLIANCE OFFICER
Graduate of Bachelor of Science in Accountancy br> -Must be a Certified Public Accountant
-Knowledgeable in Accounting and ERP, preferably SAP
-Proficient in MS Office (Excel, Word, PowerPoint)
-Demonstrate a high level of analytical skills in preparation of the tax computation, reconciliation and analysis of tax practices
-Updated knowledge in Government legislation on taxation
-Willing to render overtime when necessary
Fresh graduate may be considered
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Compliance Officer

Laguna, Laguna Northpoint Development Bank, Inc.

Posted 15 days ago

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Job Description

Qualifications:
br>College degree, preferably in the area of Law, Business Administration, Accountancy, Economics, Banking and Finance or any related field
2-5 years experience in the field of Banking Industry handling BSP compliances and regulations.
willing to start ASAP and relocate to San Pedro, Laguna is an advantage

Duties and Responsibilities:
Monitors new regulatory issuances such as Circulars, Circular letters and Memorandum issued by the Bangko Sentral ng Pilipinas and other regulatory bodies such as Anti-Money Laundering Council, Philippine Deposit Insurance Corporation, Securities and Exchange Commission and Insurance Commission.
Assists with the implementation of compliance and risk assessment strategies.
Acts as the official representative of the company before any regulatory body for any discussion and/or consultation regarding compliance-related issues.
Checks for sufficiency of all documents and reports prior to their endorsement to the BSP
Reviews, assess and preforms compliance testing in compliance to laws, regulations and other regulatory requirements.
Prepares reports on Crimes and Losses and undertakes its submission to the BSP
Performs other functions as directed by the management and/or by the Board of Directors from time to time.
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Compliance Officer

Makati City, National Capital Region S&L FINE FOODS, INC.

Posted 21 days ago

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Job Description

• Candidate must possess at least Bachelor’s/College Degree.
• t least 2 years of working experience gained from the food or manufacturing industry is required for this position. br>• K owledge of government regulatory compliance, permits and accreditation < r>• E perience in filing and processing of compliance documents, audit and monitoring. < r>• K owledgeable in GMP and HACCP and other documentation is an advantage < r>• S rong analytical and independent decision-making skills. < r>• C n work with minimum supervision. < r>• P sitive, ambitious, high degree of initiative and adaptability. A candidate who will grow along with the Company < r>• D monstrates excellent interpersonal, presentation, and communication skills in a fast-paced environment with good analytical skills < r>• W lling to work in Makati area ( available accommodation for female applicants) < r>• A le to start work within a short notice
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Compliance Officer

Taguig, National Capital Region Philippine United Pharma Corp.

Posted today

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Job Description

Ensures the company’s compliance with governmental/regulatory agencies and with the terms and conditions of contracts with the company’s banks, investors, and other third parties.
- Handles all compliance-related issues and requirements on KYC as to consumers (individual and corporate) and merchant partners.
- Create and manage effective action plans in response to audit discoveries and compliance violations.
- Facilitates and monitors the implementation of effective risk management practices and assist in defining and moderating the risk exposure.
- Provides audit information to management by researching, data analysis, and preparing reports. Provides compliance audit data, supports departments, provides administrative support, and complies with the Philippines national and LGU requirements.
- Works with external auditors and examiners during regulatory compliance examinations. Subsequently coordinates queries, findings, and recommendations with concerned departments.
- In charge with training employees and instituting practices that will ensure the highest possible level of compliance.
- Develop and manage all details of the compliance management program, which include planning, organizing, and controlling the daily operational activities.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Conduct or direct the internal investigation of compliance issues.
- Advise management on the company’s compliance with laws and regulations through detailed reports

**Qualifications**:

- At least (2) two years' experience doing regulatory compliance in a bank or similar financial services company
- Deep compliance knowledge on AMLC regulations and reporting guidelines, BSP issuances, and preferably with AMLA Training Certification
- Experience in dealing with regulators and management / other officers
- Required Skill(s): Database Management Policy writing/ Technical writing, Knowledge of Applicable Government Regulations.
- Familiarity with industry practices and professional standards
- Highly organized and detail-oriented with the ability to work under pressure and within tight deadlines/cut-off
- Integrity and professional ethics
- Graduate of BS or BA in law, finance, banking, business administration, Accountancy, or a related field.
- Willing to work in BGC, Taguig.

**Salary**: From Php45,000.00 per month

Schedule:

- 8 hour shift

Ability to commute/relocate:

- Taguig: Reliably commute or planning to relocate before starting work (required)
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Legal and Compliance Officer

TASCO, Inc.

Posted today

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Job Description

Graduate of Bachelor of Laws, BS Legal Management, Accountancy, Business Management or any related courses
- With five (5) years paralegal or legal-related work experience
- Knowledgeable in handling contracts, corporate law, and labor laws
- Knowledgeable on Fair Debt Collection Practices Act
- Ability to design policies and procedures in accordance with the law
- Strong personality and critical thinking skills
- Excellent written and verbal communication skills
- Proficient in MS Office Applications
- Willing to work onsite from Mondays to Fridays

**Salary**: Php35,000.00 - Php45,000.00 per month

**Benefits**:

- Company events
- Health insurance
- Life insurance
- On-site parking

Schedule:

- Day shift
- Monday to Friday

Supplemental pay types:

- 13th month salary
- Performance bonus
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Legal and Compliance Officer

TASCO, Inc.

Posted today

Job Viewed

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Job Description

Graduate of Bachelor of Laws, BS Legal Management, Accountancy, Business Management or any related courses
- With five (5) years paralegal or legal-related work experience
- Knowledgeable in handling contracts, corporate law, and labor laws
- Knowledgeable on Fair Debt Collection Practices Act
- Ability to design policies and procedures in accordance with the law
- Strong personality and critical thinking skills
- Excellent written and verbal communication skills
- Proficient in MS Office Applications
- Willing to work on site from Mondays to Fridays

**Salary**: Php35,000.00 - Php50,000.00 per month

**Benefits**:

- Company events
- Health insurance
- Life insurance
- On-site parking

Schedule:

- Day shift
- Monday to Friday

Supplemental pay types:

- 13th month salary
- Performance bonus
This advertiser has chosen not to accept applicants from your region.
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Certified Compliance Officer

Ortigas, National Capital Region WHR Global Consulting

Posted 2 days ago

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Job Description

The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization.
br>Key Responsibilities:
 Regulatory Compliance < r>Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC and other governing bodies.
Maintain up-to-date knowledge of regulatory changes and sees their impact on the firm’s operations. < r>Prepare and oversee the timely submission of regulatory reports, disclosures and other required fillings.
Act as a point of contact for regulatory examinations, audits and inquiries.

Internal Controls and Risk Management:
Develop, renew and enhance internal compliance policies and standard operating procedures.
Lead the conduct of internal compliance audits and monitor corrective actions.
Evaluate and mitigate compliance risks through effective controls and monitoring systems.

Training and Culture Building: < r>Lead compliance awareness programs and training sessions for new and existing employees.
Champion a compliance-first culture with the company, promoting transparency,
integrity and accountability.
Provide guidance to departments on interpreting and implementing regulatory requirements.

nti-Money Laundering (AML) and Know-Your-Customer (KYC): < r>Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed.
Ensure timely submission of covered and suspicious transaction reports to the AMLC.

iaison and Reporting < r>Coordinate with external auditors, legal counsel, regulators and other stakeholders on compliance-related matters.
Submit periodic compliance reports to the management team and the Board.
Provide support in strategic planning, compliance initiatives and regulatory updates.

Qualifications:
egistered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification < r> achelor's Degree in relevant fields like law, finance, accountancy, business administration or a related field < r> t least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry. < r> trong understanding of SEC rules, PSE regulations, AMLA and other relevant circulars and memoranda < r> igh level of integrity, independence and professionalism < r> nalytical, organized, and detailed oriented with the ability to manage multiple priorities with excellent communication skills
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Certified Compliance Officer

Taguig, National Capital Region WHR Global Consulting

Posted 2 days ago

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Job Description

The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization.
br>Key Responsibilities:
 Regulatory Compliance < r>Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC and other governing bodies.
Maintain up-to-date knowledge of regulatory changes and sees their impact on the firm’s operations. < r>Prepare and oversee the timely submission of regulatory reports, disclosures and other required fillings.
Act as a point of contact for regulatory examinations, audits and inquiries.

Internal Controls and Risk Management:
Develop, renew and enhance internal compliance policies and standard operating procedures.
Lead the conduct of internal compliance audits and monitor corrective actions.
Evaluate and mitigate compliance risks through effective controls and monitoring systems.

Training and Culture Building: < r>Lead compliance awareness programs and training sessions for new and existing employees.
Champion a compliance-first culture with the company, promoting transparency,
integrity and accountability.
Provide guidance to departments on interpreting and implementing regulatory requirements.

nti-Money Laundering (AML) and Know-Your-Customer (KYC): < r>Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed.


Ensure timely submission of covered and suspicious transaction reports to the AMLC.

iaison and Reporting < r>Coordinate with external auditors, legal counsel, regulators and other stakeholders on compliance-related matters.
Submit periodic compliance reports to the management team and the Board.
Provide support in strategic planning, compliance initiatives and regulatory updates.

Qualifications:
egistered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification < r> achelor's Degree in relevant fields like law, finance, accountancy, business administration or a related field < r> t least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry. < r> trong understanding of SEC rules, PSE regulations, AMLA and other relevant circulars and memoranda < r> igh level of integrity, independence and professionalism < r> nalytical, organized, and detailed oriented with the ability to manage multiple priorities with excellent communication skills
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Tax Compliance Officer

Top1Movers Worldwide Inc.

Posted 3 days ago

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Job Description

• Prepare and review corporate tax returns, ensuring they are accurate and fully comply with all relevant laws and regulations.
• Oversee and manage the company's tax obligations, including both national and local tax filings. br>• • Develop and implement effective tax strategies aimed at reducing liabilities and optimizing tax positions.
• Keep up to date with changes in tax laws and regulations, assessing their potential impact on the organization. < r>• Work closely with internal teams and external advisors to ensure thorough tax planning and adherence to compliance requirements. < r>• Establish and maintain tax-related policies, procedures, and documentation to support regulatory compliance. < r>• Provide guidance and training to finance staff and other departments on tax compliance and regulatory matters. < r>• Monitor the company's tax calendar to ensure all filings and payments are completed on time. < r>• Conduct research on various tax issues, offering recommendations to senior management. < r>• Assist in preparing financial statements and reports concerning tax-related matters. < r>• Ensure compliance with additional regulatory requirements and industry standards relevant to the organization. < r>• Support other accounting functions as required, such as journal entries, account reconciliations, and month-end processes. < r>• Provide necessary documentation and information during internal and external audits. < r>• Contribute to the Finance department's process improvement initiatives. < r>
Qualifications:

• Bachelor's degree in accountancy or a related field < r>• CPA certification is preferred but not required < r>• Minimum of 2 years of experience in General Accounting or Tax Accounting < r>• Strong understanding of finance and accounting processes < r>• In-depth knowledge of Philippine tax regulations and compliance laws < r>• Familiarity with audits from BIR, LGUs, and other regulatory bodies < r>• Excellent analytical skills, attention to detail, and adaptability to evolving job demands < r>• Strong communication and interpersonal abilities < r>• Capable of managing multiple projects and meeting deadlines in a dynamic environment < r>• Willing to work on-site from Monday to Friday, 8:30 AM to 5:30 PM
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