31 Legal Compliance jobs in the Philippines

Analyst I Legal Governance and Compliance

Mandaluyong, National Capital Region Emerson

Posted 22 days ago

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Job Description

Emerson's 130+ years of history have been filled with achievements and challenges that have driven innovative thinking and bold transformations, molding us into the company we are today. By joining us as a Legal Governance and Compliance Analyst 1, you will ensure that the business unit's transactions are checked and aligned with the rules and regulation and Emerson's policies on International Trade Compliance and provide support to the business units in managing its trade compliance program.
If this sounds like a perfect fit for you, apply now and join our team in Mandaluyong City, Philippines!
**In This Role, Your Responsibilities Will Be:**
+ To audit the business units' export and import transactions with emphasis on ensuring that the correct export classification codes for its items/parts are used and are in place.
+ Work with the business unit in handling and declaring the appropriate Country of Origin for its products/parts/items.
+ Maintain reports of metrics/KPIs/dashboard to determine performance against business needs.
+ Conduct order and shipment screenings for ISV India
+ Acts as back-up for ISV India ITC gatekeepers
+ Assist the Business Units in screening its export transactions by handling the Tradesphere (TSE) holds for ISV China
+ Assist in developing BU work processes and instructions
**Who You Are:**
You establish clear goals with anticipated outcomes and results. You learn to streamline processes and cut out redundancy and are open to continuing to learn. You research initiatives and try new approaches while staying aligned with your goals.
**For This Role, You Will Need:**
+ Bachelor's Degree in any course
+ At least 1.5 years of experience in trade compliance, product classification, export and import transaction auditing, and Country of Origin Management
+ Good analytical skills and keen attention to details
**Preferred Qualifications that Set You Apart**
+ Experience in product classification and international trade compliance will be an advantage
**Our Culture & Commitment to You**
At Emerson, we prioritize a workplace where every employee is valued, respected, and empowered to grow. We foster an environment that encourages innovation, collaboration, and diverse perspectives-because we know that great ideas come from great teams. Our commitment to ongoing career development and growing an inclusive culture ensures you have the support to thrive. Whether through mentorship, training, or leadership opportunities, we invest in your success so you can make a lasting impact. We believe diverse teams, working together are key to driving growth and delivering business results.
We recognize the importance of employee wellbeing. We prioritize providing competitive benefits plans, a variety of medical insurance plans, Employee Assistance Program, employee resource groups, recognition, and much more. Our culture offers flexible time off plans, including paid parental leave (maternal and paternal), vacation and holiday leave.
#LI-Hybrid
**WHY EMERSON**
**Our Commitment to Our People**
At Emerson, we are motivated by a spirit of collaboration that helps our diverse, multicultural teams across the world drive innovation that makes the world healthier, safer, smarter, and more sustainable. And we want you to join us in our bold aspiration.
We have built an engaged community of inquisitive, dedicated people who thrive knowing they are welcomed, trusted, celebrated, and empowered to solve the world's most complex problems - for our customers, our communities, and the planet. You'll contribute to this vital work while further developing your skills through our award-winning employee development programs. We are a proud corporate citizen in every city where we operate and are committed to our people, our communities, and the world at large. We take this responsibility seriously and strive to make a positive impact through every endeavor.
At Emerson, you'll see firsthand that our people are at the center of everything we do. So, let's go. Let's think differently. Learn, collaborate, and grow. Seek opportunity. Push boundaries. Be empowered to make things better. Speed up to break through. Let's go, together.
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**ABOUT EMERSON**
Emerson is a global leader in automation technology and software. Through our deep domain expertise and legacy of flawless execution, Emerson helps customers in critical industries like life sciences, energy, power and renewables, chemical and advanced factory automation operate more sustainably while improving productivity, energy security and reliability.
With global operations and a comprehensive portfolio of software and technology, we are helping companies implement digital transformation to measurably improve their operations, conserve valuable resources and enhance their safety.
We offer equitable opportunities, celebrate diversity, and embrace challenges with confidence that, together, we can make an impact across a broad spectrum of countries and industries. Whether you're an established professional looking for a career change, an undergraduate student exploring possibilities, or a recent graduate with an advanced degree, you'll find your chance to make a difference with Emerson. Join our team - let's go!
**No calls or agencies please.**
**Requisition ID** : 25023477
Emerson is an Equal Opportunity/Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to sex, race, color, religion, national origin, age, marital status, political affiliation, sexual orientation, gender identity, genetic information, disability or protected veteran status. We are committed to providing a workplace free of any discrimination or harassment.
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Compliance Officer

National Capital Region, National Capital Region CSCOR GLOBAL

Posted 9 days ago

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Job Description

The Compliance Officer ensures that the company adheres to legal standards and internal policies. This role is responsible for monitoring and reporting on compliance risks, conducting audits, and fostering a culture of integrity and accountability.
br>Key Responsibilities:

* Monitor and interpret regulatory developments relevant to the organization.
* Develop, implement, and maintain internal compliance policies and procedures.
* Conduct periodic internal reviews or audits to ensure compliance with laws and regulations.
* Provide compliance training and education to staff.
* Investigate and resolve compliance issues or breaches.
* Prepare compliance reports for management and regulatory bodies.
* Liaise with regulatory authorities as needed.
* With FDA and IPO experience preferred

Qualifications:

* Bachelor’s degree in Business Administration, Finance, Law or related field. < r>* Proven experience in a compliance, audit, or risk management role (2+ years preferred).
* Strong knowledge of regulatory requirements and industry standards.
* Excellent analytical, communication, and organizational skills.
* High ethical standards and attention to detail.
* Ability to work independently and manage multiple tasks.
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Compliance Officer

Cabuyao, Laguna First Sumiden Circuits Inc.

Posted 11 days ago

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Job Description

COMPLIANCE OFFICER
Graduate of Bachelor of Science in Accountancy br> -Must be a Certified Public Accountant
-Knowledgeable in Accounting and ERP, preferably SAP
-Proficient in MS Office (Excel, Word, PowerPoint)
-Demonstrate a high level of analytical skills in preparation of the tax computation, reconciliation and analysis of tax practices
-Updated knowledge in Government legislation on taxation
-Willing to render overtime when necessary
Fresh graduate may be considered
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Compliance Officer

Laguna, Laguna Northpoint Development Bank, Inc.

Posted 17 days ago

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Job Description

Qualifications:
br>College degree, preferably in the area of Law, Business Administration, Accountancy, Economics, Banking and Finance or any related field
2-5 years experience in the field of Banking Industry handling BSP compliances and regulations.
willing to start ASAP and relocate to San Pedro, Laguna is an advantage

Duties and Responsibilities:
Monitors new regulatory issuances such as Circulars, Circular letters and Memorandum issued by the Bangko Sentral ng Pilipinas and other regulatory bodies such as Anti-Money Laundering Council, Philippine Deposit Insurance Corporation, Securities and Exchange Commission and Insurance Commission.
Assists with the implementation of compliance and risk assessment strategies.
Acts as the official representative of the company before any regulatory body for any discussion and/or consultation regarding compliance-related issues.
Checks for sufficiency of all documents and reports prior to their endorsement to the BSP
Reviews, assess and preforms compliance testing in compliance to laws, regulations and other regulatory requirements.
Prepares reports on Crimes and Losses and undertakes its submission to the BSP
Performs other functions as directed by the management and/or by the Board of Directors from time to time.
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Compliance Officer

Makati City, National Capital Region S&L FINE FOODS, INC.

Posted 23 days ago

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Job Description

• Candidate must possess at least Bachelor’s/College Degree.
• t least 2 years of working experience gained from the food or manufacturing industry is required for this position. br>• K owledge of government regulatory compliance, permits and accreditation < r>• E perience in filing and processing of compliance documents, audit and monitoring. < r>• K owledgeable in GMP and HACCP and other documentation is an advantage < r>• S rong analytical and independent decision-making skills. < r>• C n work with minimum supervision. < r>• P sitive, ambitious, high degree of initiative and adaptability. A candidate who will grow along with the Company < r>• D monstrates excellent interpersonal, presentation, and communication skills in a fast-paced environment with good analytical skills < r>• W lling to work in Makati area ( available accommodation for female applicants) < r>• A le to start work within a short notice
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Compliance Officer

Cagayan de Oro, Misamis Oriental 3M Dragon Logistics Corporation

Posted today

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Job Description

College Graduate of BS Industrial Engineering or any four (4) year course
- Computer literate, good in record keeping/management
- Good communication Skills, good coordination skills
- Hard working innovative, committed to work, result oriented, honest, team player, adaptable to change.

**Job Types**: Full-time, Permanent

Schedule:

- Shift system

Supplemental pay types:

- 13th month salary
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Compliance Officer

Cagayan de Oro, Misamis Oriental 3M Dragon Logistics Corporation

Posted today

Job Viewed

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Job Description

College Graduate of BS Industrial Engineering or any four (4) year course
- Computer literate, good in record keeping/management
- Good communication Skills, good coordination skills
- Hard working innovative, committed to work, result oriented, honest, team player, adaptable to change.

**Job Types**: Full-time, Permanent

Schedule:

- Shift system

Supplemental pay types:

- 13th month salary
This advertiser has chosen not to accept applicants from your region.
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Certified Compliance Officer

Ortigas, National Capital Region WHR Global Consulting

Posted 4 days ago

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Job Description

The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization.
br>Key Responsibilities:
 Regulatory Compliance < r>Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC and other governing bodies.
Maintain up-to-date knowledge of regulatory changes and sees their impact on the firm’s operations. < r>Prepare and oversee the timely submission of regulatory reports, disclosures and other required fillings.
Act as a point of contact for regulatory examinations, audits and inquiries.

Internal Controls and Risk Management:
Develop, renew and enhance internal compliance policies and standard operating procedures.
Lead the conduct of internal compliance audits and monitor corrective actions.
Evaluate and mitigate compliance risks through effective controls and monitoring systems.

Training and Culture Building: < r>Lead compliance awareness programs and training sessions for new and existing employees.
Champion a compliance-first culture with the company, promoting transparency,
integrity and accountability.
Provide guidance to departments on interpreting and implementing regulatory requirements.

nti-Money Laundering (AML) and Know-Your-Customer (KYC): < r>Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed.
Ensure timely submission of covered and suspicious transaction reports to the AMLC.

iaison and Reporting < r>Coordinate with external auditors, legal counsel, regulators and other stakeholders on compliance-related matters.
Submit periodic compliance reports to the management team and the Board.
Provide support in strategic planning, compliance initiatives and regulatory updates.

Qualifications:
egistered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification < r> achelor's Degree in relevant fields like law, finance, accountancy, business administration or a related field < r> t least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry. < r> trong understanding of SEC rules, PSE regulations, AMLA and other relevant circulars and memoranda < r> igh level of integrity, independence and professionalism < r> nalytical, organized, and detailed oriented with the ability to manage multiple priorities with excellent communication skills
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Certified Compliance Officer

Taguig, National Capital Region WHR Global Consulting

Posted 5 days ago

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Job Description

The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization.
br>Key Responsibilities:
 Regulatory Compliance < r>Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC and other governing bodies.
Maintain up-to-date knowledge of regulatory changes and sees their impact on the firm’s operations. < r>Prepare and oversee the timely submission of regulatory reports, disclosures and other required fillings.
Act as a point of contact for regulatory examinations, audits and inquiries.

Internal Controls and Risk Management:
Develop, renew and enhance internal compliance policies and standard operating procedures.
Lead the conduct of internal compliance audits and monitor corrective actions.
Evaluate and mitigate compliance risks through effective controls and monitoring systems.

Training and Culture Building: < r>Lead compliance awareness programs and training sessions for new and existing employees.
Champion a compliance-first culture with the company, promoting transparency,
integrity and accountability.
Provide guidance to departments on interpreting and implementing regulatory requirements.

nti-Money Laundering (AML) and Know-Your-Customer (KYC): < r>Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed.


Ensure timely submission of covered and suspicious transaction reports to the AMLC.

iaison and Reporting < r>Coordinate with external auditors, legal counsel, regulators and other stakeholders on compliance-related matters.
Submit periodic compliance reports to the management team and the Board.
Provide support in strategic planning, compliance initiatives and regulatory updates.

Qualifications:
egistered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification < r> achelor's Degree in relevant fields like law, finance, accountancy, business administration or a related field < r> t least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry. < r> trong understanding of SEC rules, PSE regulations, AMLA and other relevant circulars and memoranda < r> igh level of integrity, independence and professionalism < r> nalytical, organized, and detailed oriented with the ability to manage multiple priorities with excellent communication skills
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Tax Compliance Officer

Top1Movers Worldwide Inc.

Posted 6 days ago

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Job Description

• Prepare and review corporate tax returns, ensuring they are accurate and fully comply with all relevant laws and regulations.
• Oversee and manage the company's tax obligations, including both national and local tax filings. br>• • Develop and implement effective tax strategies aimed at reducing liabilities and optimizing tax positions.
• Keep up to date with changes in tax laws and regulations, assessing their potential impact on the organization. < r>• Work closely with internal teams and external advisors to ensure thorough tax planning and adherence to compliance requirements. < r>• Establish and maintain tax-related policies, procedures, and documentation to support regulatory compliance. < r>• Provide guidance and training to finance staff and other departments on tax compliance and regulatory matters. < r>• Monitor the company's tax calendar to ensure all filings and payments are completed on time. < r>• Conduct research on various tax issues, offering recommendations to senior management. < r>• Assist in preparing financial statements and reports concerning tax-related matters. < r>• Ensure compliance with additional regulatory requirements and industry standards relevant to the organization. < r>• Support other accounting functions as required, such as journal entries, account reconciliations, and month-end processes. < r>• Provide necessary documentation and information during internal and external audits. < r>• Contribute to the Finance department's process improvement initiatives. < r>
Qualifications:

• Bachelor's degree in accountancy or a related field < r>• CPA certification is preferred but not required < r>• Minimum of 2 years of experience in General Accounting or Tax Accounting < r>• Strong understanding of finance and accounting processes < r>• In-depth knowledge of Philippine tax regulations and compliance laws < r>• Familiarity with audits from BIR, LGUs, and other regulatory bodies < r>• Excellent analytical skills, attention to detail, and adaptability to evolving job demands < r>• Strong communication and interpersonal abilities < r>• Capable of managing multiple projects and meeting deadlines in a dynamic environment < r>• Willing to work on-site from Monday to Friday, 8:30 AM to 5:30 PM
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