497 Banking Compliance jobs in the Philippines

About the role

S&L Fine Foods' is seeking a talented Compliance Officer to join our team in Makati City, Metro Manila. As a Compliance Officer, you will play a crucial role in ensuring our organisation adheres to all relevant laws, regulations, and industry standards. This full-time position is integral to the success of our Banking & Financial Services division, contributing to the overall objectives of the company.

What you'll be doing

• Developing, implementing, and monitoring compliance programs to mitigate regulatory and reputational risks
• Conducting regular audits and assessments to identify potential compliance issues
• Providing guidance and training to employees on compliance-related matters
• Staying up-to-date with changes in laws, regulations, and industry best practices
• Collaborating with cross-functional teams to enhance compliance processes and controls
• Preparing detailed reports and recommendations for management on compliance matters
• Representing the company in discussions with regulatory authorities

What we're looking for

• Minimum 3-5 years of experience in a compliance or risk management role, preferably within the Food industry.
• Strong understanding of relevant laws, regulations, and industry standards, including LGU permits, accreditation and licenses.
• Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks
• Proven track record of implementing and maintaining effective compliance programs
• Excellent communication and interpersonal skills, with the ability to liaise with stakeholders at all levels
• Proficiency in relevant compliance software and tools

The Compliance Officer for JV Games is responsible for managing day-to-day compliance concerns related to Joint Venture (JV) Online Gaming Platforms (OGP) and JV Studios. This includes monitoring IR OGP, addressing JV PMT concerns, preparing PMC-related walkthroughs, transmitting observation reports, and supporting marketing compliance activities. Reports directly to the Compliance Supervisor for OGP.

Key Responsibilities

●Monitor JV OGP game operations for compliance

●Coordinate and escalate JV Studio concerns and PMT-related issues

●Assist in monitoring and documenting the three-month evaluation period for land-based game implementation

●Prepare and support PMC walkthrough presentations and requirements

●Consolidate and transmit observation reports for JV OGP compliance

●Support the preparation and submission of CRM Forms related to JV activities

●Assist in marketing and branding compliance tasks related to JV initiatives

●Maintain compliance trackers and escalate findings and risks promptly

Minimum Qualifications

●Bachelor's Degree in Business Administration, Communications, IT, or related fields

●At least 2 years of experience in compliance or gaming operations monitoring

preferred

Skills and Competencies

●Strong coordination and reporting skills

●Good understanding of JV structures and compliance requirements

●Attention to detail in monitoring and documentation

●Proactive communication and escalation skills

Qualifications:

• graduate of any bachelor's degree
• fresh graduates are welcome to apply
• with at least 1 year of relevant work experience
• knowledgeable in creating memo, letter, and contract
• with good communication and multitasking skills
• amenable to work in Sta. Cruz, Manila
• can start immediately

Responsibilities:

• create letter or memo for building properties
• process permits such as realty property tax, building permit, barangay permit, IPO, FDA
• process requirements of open accounts (internet, water, electricity, etc.)
• update and monitor tenant's contract, billing, and payments.
• process payment request for the needs of maintenance
• monitor maintenance team

Job Type: Full-time

Pay: Php20, Php25,000.00 per month

Benefits:

• Company Christmas gift
• Company events
• Employee discount
• Opportunities for promotion
• Pay raise
• Promotion to permanent employee

Application Question(s):

• What industries have you worked in?
• Are you currently employed?
• Can you start working immediately?
• Where are you currently residing?
• What is your availability for the face to face final interview?
• Please send here your customized resume not the Indeed resume, thank you

Education:

• Bachelor's (Preferred)

Experience:

• admin associate: 1 year (Preferred)
• admin assistant: 1 year (Preferred)
• admin officer: 1 year (Preferred)

Work Location: In person

A leading fintech in the Philippines is seeking a Compliance Management Officer to ensure regulatory adherence and promote a strong culture of compliance across its subsidiaries. In this role, you'll partner with internal teams, manage regulatory frameworks, and support innovation in financial services while safeguarding integrity. The company offers hybrid work arrangements, 14th month pay, and a growth-driven environment where your expertise directly impacts millions of lives.

Compliance Management Officer

Salary:
Competitive and based on experience

Location:
Taguig, Philippines

Keywords:
compliance excellence, regulatory oversight, fintech industry, hybrid working, managerial level, policy development, regulatory reporting, stakeholder management, project leadership, training opportunities

A leading fintech organisation in the Philippines is seeking a Compliance Management Officer to champion regulatory adherence and foster a culture of compliance across its subsidiaries. This pivotal role offers you the chance to make a meaningful impact by supporting innovation in financial services while ensuring that all operations meet the highest standards of regulatory integrity. As part of a forward-thinking team, you will act as both a business partner and project manager, guiding internal stakeholders through complex regulatory landscapes and driving continuous improvement in compliance frameworks. With flexible hybrid working arrangements and guaranteed 14th month pay, this opportunity provides an environment where your expertise is valued, your growth is supported, and your contributions directly enhance the lives of millions.

• Play a key role in shaping compliance strategy for one of the country's most influential fintech organisations, with direct impact on innovative financial solutions for millions.
• Enjoy flexible hybrid working arrangements and guaranteed 14th month pay, supporting your work-life balance and financial security.
• Collaborate with knowledgeable teams in a supportive environment that values training opportunities, professional development, and inclusive leadership.

What You'll Do
As a Compliance Management Officer within this dynamic fintech environment, you will be entrusted with safeguarding the organisation's reputation by ensuring robust adherence to all applicable regulations. Your day-to-day activities will involve close collaboration with various departments as you monitor regulatory changes, conduct thorough risk assessments on new initiatives, and provide expert advisory services that shape strategic decisions. You will lead the ongoing development of compliance policies while managing critical reporting obligations and audit responses. By promoting awareness through training initiatives and fostering strong relationships with both internal teams and external regulators, you will play an essential role in building a resilient culture of compliance that supports sustainable business growth.

• Monitor and track new regulatory issuances to ensure timely compliance across all business units and subsidiaries.
• Conduct comprehensive gap assessments on existing programmes, processes, and products to identify areas for improvement and ensure alignment with current regulations.
• Assess and mitigate regulatory risks associated with new initiatives, providing actionable recommendations to minimise exposure.
• Act as a trusted advisor to internal teams by embedding regulatory considerations into decision-making processes and offering guidance on compliance risks related to new products, services, or operational changes.
• Prepare detailed reports and memos to inform senior management about significant regulatory developments and their potential impact on business operations.
• Lead the design, implementation, and regular review of compliance policies and programmes to ensure they remain aligned with evolving local and international regulations.
• Collaborate closely with cross-functional teams to integrate compliance policies seamlessly into daily business operations.
• Oversee all aspects of regulatory reporting, ensuring accuracy, completeness, and timeliness in submissions to relevant authorities.
• Manage responses to regulatory inquiries, audits, and inspections by coordinating with internal teams and implementing corrective actions as needed.
• Drive compliance-related projects from inception through completion, partnering with internal stakeholders, subsidiaries, and regulators to proactively address emerging compliance matters.

What You Bring
To excel as a Compliance Management Officer, you will bring extensive experience navigating complex regulatory environments within the financial sector. Your background should demonstrate not only technical knowledge of relevant laws but also the ability to translate these requirements into practical guidance for diverse teams. Your proven history of managing high-stakes projects—particularly those involving policy development or audit management—will enable you to drive continuous improvement initiatives confidently. Strong interpersonal skills will allow you to build trust across departments while your attention to detail ensures that every aspect of compliance reporting meets exacting standards. Adaptability is key; your capacity for independent work coupled with an enthusiasm for collaborative problem-solving will help you thrive amid shifting priorities. Familiarity with digital tools further enhances your ability to deliver results efficiently.

• Bachelor's degree in Law, Business Administration, Life Sciences or a related field is required for this position.
• A minimum of 10 years' experience in regulatory compliance or similar roles within financial services or related industries is essential.
• Demonstrated expertise in interpreting regulations such as BSP (Bangko Sentral ng Pilipinas), AMLC (Anti-Money Laundering Council), and SEC (Securities and Exchange Commission) guidelines is highly valued.
• Proven track record working within publicly listed companies is preferred for this managerial-level role.
• Exceptional analytical skills combined with strong problem-solving abilities are necessary for success in this position.
• Outstanding organisational skills are required to manage multiple priorities effectively under tight deadlines.
• Excellent interpersonal communication skills are vital for advising stakeholders at all levels and fostering collaborative relationships across departments.
• Ability to work independently while thriving within a fast-paced environment is crucial for meeting evolving business needs.
• Proficiency in G Suite applications as well as familiarity with compliance management software will support your effectiveness in this role.

What Sets This Company Apart
This organisation stands out as one of the Philippines' most respected fintech leaders—dedicated not only to technological advancement but also to making financial services more accessible for everyone. Employees benefit from flexible hybrid working arrangements that promote work-life harmony alongside guaranteed 14th month pay which underscores their commitment to staff wellbeing. The company fosters an inclusive culture where knowledge sharing is encouraged through regular training opportunities; supportive leadership ensures that every team member feels valued regardless of background or tenure. Here you'll find an environment where your professional growth is prioritised through mentorship programmes and access to cutting-edge resources—all while contributing meaningfully towards improving financial inclusion nationwide. The workplace atmosphere is built on mutual respect, open communication, and shared purpose: togetherness drives both individual achievement and collective success.

What's Next
If you are ready to take your career in compliance management to new heights within an inspiring fintech setting, this could be the perfect next step for you

Apply today by clicking on the link provided—your journey towards making a real difference starts here.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.

QUALIFICATIONS:

• Graduate of Bachelor's Degree in a relevant field such as law, finance, business administration, accounting, or a related area.
• With working experience as a compliance officer or in a related role, with responsibilities like developing and implementing compliance programs, conducting audits, and investigating violations
• Experience in conducting internal reviews and risk assessments and preparing for external audits.
• Willing to be assigned @ Naga, Camsur Bicol

Job Type: Full-time

Pay: Php25, Php35,000.00 per month

Benefits:

• Paid training

Experience:

• Internal Audit: 2 years (Preferred)
• Compliance program: 2 years (Preferred)

Work Location: In person

The Compliance Officer for JV Games is responsible for managing day-to-day compliance concerns related to Joint Venture (JV) Online Gaming Platforms (OGP) and JV Studios. This includes monitoring IR OGP, addressing JV PMT concerns, preparing PMC-related walkthroughs, transmitting observation reports, and supporting marketing compliance activities. Reports directly to the Compliance Supervisor for OGP.

Key Responsibilities

●Monitor JV OGP game operations for compliance

●Coordinate and escalate JV Studio concerns and PMT-related issues

●Assist in monitoring and documenting the three-month evaluation period for land-based game implementation

●Prepare and support PMC walkthrough presentations and requirements

●Consolidate and transmit observation reports for JV OGP compliance

●Support the preparation and submission of CRM Forms related to JV activities

●Assist in marketing and branding compliance tasks related to JV initiatives

●Maintain compliance trackers and escalate findings and risks promptly

Minimum Qualifications

●Bachelor's Degree in Business Administration, Communications, IT, or related fields

●At least 2 years of experience in compliance or gaming operations monitoring

preferred

Skills and Competencies

●Strong coordination and reporting skills

●Good understanding of JV structures and compliance requirements

●Attention to detail in monitoring and documentation

●Proactive communication and escalation skills

Key Responsibilities:

• Ensure timely compliance with all regulatory requirements and renewals for business operations.
• Prepare, process, and follow up on permits, licenses, and certifications from various agencies.
• Maintain up-to-date records of all regulatory documents.
• Coordinate with internal departments and external agencies for compliance-related activities.
• Monitor changes in regulations and update management on their implications.
• Build and maintain strong relationships with key contacts in government and private sectors to support smooth compliance operations

Qualifications:

• Proven experience as a Compliance Officer or in a similar regulatory or administrative role
• Strong familiarity and working experience with the following agencies and permits: BIR, DTI, City Hall Business Permit, SEC, FDA, NMIS, DOLE Working Permit, Working Visa processing, ACR, BFP, Laguna Lake Development Authority, Trade Name registration, etc.
• Well-connected with relevant individuals or offices that can support timely compliance.
• Highly organized, proactive, and able to work independently under minimal supervision.
• Strong verbal and written communication skills.
• Willing to start immediately.
• Amenable to work on-site in Pasay City

Main Duties & Responsibilities:

● In-charge of processing all permits pertaining to the project but not limited to; Development Permit, License to Sell, Building Permits, Electrical power application, Main water connection application, Communication and Internet application, Occupancy permit, etc.

● Monitor and process permit applications with agreed timeframes

● Liaising with local authorities, environmental agencies and federal entities on the implications of the construction

● Involve in budgeting for permit expenses

● Maintain Permits and isolations register and store associated documentation in accordance with

● Contribute to continuous improvement of MSPI Property services, particularly processes and data administered by the Technical Team

● Establish and maintains significant level of relationship with customers and relevant government agencies.

● Liaise and coordinate with other business units and internal service provider to ensure that all requirements are in compliance to national standards

● Attend meetings related to project legal documents as needed.

Perform other related duties as assigned by the top management

Job Qualifications:

● With at least 2 years of experience

● Graduate of any Bachelor's Degree preferably related to Business administration or Engineering with knowledge to National Building Code and its pertaining Rules and Regulations in Construction

● Familiarity in processing construction permits is an advantage

● Enjoys dealing with other people and has good communication skills.

● Ability to negotiate favorable outcomes in conflict situations

● Can work under pressure

Trainable and Coachable

Job Type: Full-time

Pay: Php15, Php18,000.00 per month

Work Location: In person

CSCOR GLOBAL INTERTRADE INC. is hiring a Full time Compliance Officer role in Santa Cruz, NCR. Apply now to be part of our team.

Job summary:

• Looking for candidates available to work:
• Monday: Morning, Afternoon
• Tuesday: Morning, Afternoon
• Wednesday: Morning, Afternoon
• Thursday: Morning, Afternoon
• Friday: Morning, Afternoon
• Expected salary: ₱20,000 - ₱27,000 per month